Audit of Control Mechanisms
A comprehensive review of existing mechanisms, identifying gaps, redundancies, and areas of elevated risk. Outcome: a report with prioritized recommendations.
Detailed Scope
Full spectrum of compliance – from diagnosis to implementation.
Compliance and Ethics Systems
Design and implementation of ethical codes, violation reporting procedures, risk matrices, and compliance monitoring systems.
AML / KYC
Anti-money laundering procedures. Verification of clients, ultimate beneficial owners, and suspicious transactions. Compliance with UKNF and EBA requirements.
Whistleblower Protection
Implementation of whistleblowing systems compliant with EU Directive 2019/1937, including reporting channels, protection policies, handling procedures, and training.
ISO 31000 Risk Management
Design and implementation of a risk management framework, including risk matrices, registers, assessment methodologies, and integration with board decision-making processes.
Management of Anti-Corruption Activities ISO 37001
Design and implementation of an anti-corruption management system compliant with the ISO 37001 standard—including policies, corruption risk assessments, procedures, and control and oversight mechanisms.
Preparation for Regulatory Inspections
Support prior to audits by KNF, UOKiK, UODO, or external entities. This includes simulations, documentation, and staff coaching.
Development of Safety and Loss Prevention Systems
Designing and implementing loss prevention systems—from organizational and procedural safeguards to mechanisms for detecting fraud and protecting company assets and information.
Typical Client Scenarios
When to
Reach Out.
Scenario 01
Announced Inspection
The organization has a few weeks to prepare. We deploy our team to conduct a simulation and eliminate critical gaps before the inspection visit.
Scenario 02
New Regulatory Requirements
Regulatory changes necessitate urgent system adaptation. We design an implementation roadmap, document processes, and train key personnel.
Scenario 03
Seller-Side Due Diligence
The company is preparing for a sale. We audit compliance proactively, before the buyer does, thereby eliminating risks that could reduce the valuation.
Scenario 04
Incident or Report
An internal report has been received. We are conducting an investigative procedure and designing a system to prevent recurrence.
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